Ethic CE CFP Boards Revised Code and Standards Ethics for CFP Professionals
Course Description
This course is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct, which became effective October 1, 2019. It is approved by the CFP Board and fulfills the 2-hour ethics requirement.Learning Objectives
Upon completion of this course, you will be able to:- Understand the structure and content of the revised Code and Standards, the significant changes and how these changes affect CFP® professionals
- Adhere to the CFP Board's fiduciary duty
- Apply the Practice Standards when providing financial planning
- Identify situations when specific information must be provided to a client
- Recognize and prevent Material Conflicts of Interest
Price: $39.95
IWI Credit | |
Credit Hours: | 2/2/0 |
Credit Type: | Ethics |
Provider: | Broker Educational Sales & Training, Inc. |
Provider #: | 114861 |
Study Level: | Intermediate |
IAR Credit | |
Credit Hours: | 2 |
Credit Type: | Ethics and Professional Responsibility |
Provider: | Broker Educational Sales & Training, Inc. |
Provider #: | 90060 |
Study Level: | Intermediate |
Exam Details | |
Monitored: | None |
Questions: | 20 |
Passing Score: | 70% |
Retakes: | 3 attempts |